by Mary Jansenberger | Apr 22, 2022 | Corporate Commercial, Legal Moments
The Cohen Highley Legal Moment on 980 CFPL
by Mary Jansenberger | Apr 8, 2022 | Corporate Commercial, Legal Moments
The Cohen Highley Legal Moment on 980 CFPL
by Mary Jansenberger | Apr 4, 2022 | Articles, Corporate Commercial
An ongoing topic of discussion in the financial services market is whether a sole proprietor investment advisor is permitted to incorporate under the Investment Industry Regulatory Organization of Canada (“IIROC”) regime. The respective regulatory bodies for lawyers...